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MassMutual fined $4 million in Massachusetts for failing to supervise 'Roaring Kitty,' agents
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MassMutual fined $4 million in Massachusetts for failing to supervise 'Roaring Kitty,' agents

3 years ago No Comments

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Massachusetts Secretary of the Commonwealth William Galvin, the state’s top securities regulator, said the subsidiary, MML Investors Services, had also agreed to overhaul its social media policies and undergo an independent compliance review.

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